Electronic data discovery compliance
- October 04, 2010
Companies are taking steps to prepare for litigation but still falling short, according to survey.
- June 07, 2010
Brokerages and other financial firms may find Facebook and Twitter useful marketing tools but they must address FINRA and other compliance requirements.
- May 24, 2010
FINRA fines investment firm $700,000 for email retention failures over six-year period.
- January 16, 2008
Amendments to rules governing electronic discovery are met with criticism by lawyers and compliance officers at a records retention event in NYC.
- December 28, 2007
Security management expert Mike Rothman discusses best practices for implementing a successful retention policy within an enterprise.