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SEC and FDIC regulations
Learn how understanding how the power and guidelines of the U.S. Securities and Exchange Commission and Federal Deposit Insurance Corporation can affect information security.
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SEC: 404 budgets filled with waste
SearchCIO.com | 03 Jun 2005
ARTICLE - The SEC slaps the hand of public accounting firms -- and tells C-level execs to get a better grip on SOX 404 requirements.
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SEC suspends trading of 35 companies over spam
SearchSecurity.com | 08 Mar 2007
ARTICLE - The Securities and Exchange Commission (SEC) suspended the trading of 35 companies connected to spam email campaigns as part of what it calls "Operation Spamalot."
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SEC document offers clues on TJX security failings
SearchSecurity.com | 29 Mar 2007
ARTICLE - If company execs need a lesson on what not to do before and after a data breach, experts say there's plenty to learn from a regulatory document TJX filed with the SEC Wednesday.
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SEC cracks down on kickback schemes
Submitted By: SearchFinancialSecurity.com | 18 Mar 2008
TIP - Kickback schemes are a new threat for financial companies and the SEC has noticed. To ensure your company doesn't fall prey, know what they are and how to detect them.
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Federal Deposit Insurance Corporation (FDIC)
15 Jan 2008
WORD - The Federal Deposit Insurance Corporation (FDIC) is an independent agency of the United States (U.S.) federal government that preserves public confidence in the banking system by insuring deposits. The FDIC is headquartered ...
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SEE ALSO - Topics Related to SEC and FDIC regulations:
Electronic data discovery compliance,
FACTA law compliance,
FFIEC compliance,
SOX financial reporting compliance,
Auditing, testing and assessment for financial services compliance,
Basel II regulation compliance,
Financial services compliance best practices,
GLBA compliance requirements,
HIPAA privacy and security compliance,
PCI DSS compliance,
Risk management frameworks, metrics and strategy,
State data security breach laws,
USA Patriot Act section 314 compliance |
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