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SEC and FDIC regulations
Keeping up with the SEC and FDIC will help keep your financial institution compliant. Learn how understanding how the power and guidelines of the U.S. Securities and Exchange Commission and Federal Deposit Insurance Corporation can affect information security, as well as financial reporting requirements, SEC regulations and FDIC insurance regulations.
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| EXPERT TECHNICAL ADVICE: 1 - 1 of 1 |
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SEC cracks down on kickback schemes
Submitted By: SearchFinancialSecurity.com | 18 Mar 2008
TIP - Kickback schemes are a new threat for financial companies and the SEC has noticed. To ensure your company doesn't fall prey, know what they are and how to detect them.
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SEC: 404 budgets filled with waste
SearchCIO.com | 03 Jun 2005
ARTICLE - The SEC slaps the hand of public accounting firms -- and tells C-level execs to get a better grip on SOX 404 requirements.
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SEC suspends trading of 35 companies over spam
SearchSecurity.com | 08 Mar 2007
ARTICLE - The Securities and Exchange Commission (SEC) suspended the trading of 35 companies connected to spam email campaigns as part of what it calls "Operation Spamalot."
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Federal Deposit Insurance Corporation (FDIC)
15 Jan 2008
WORD - The Federal Deposit Insurance Corporation (FDIC) is an independent agency of the United States (U.S.) federal government that preserves public confidence in the banking system by insuring deposits. The FDIC is headquartered ...
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SEE ALSO - Topics Related to SEC and FDIC regulations:
Electronic data discovery compliance,
FACTA law requirements,
GLBA compliance requirements,
State data security breach laws,
FFIEC compliance guidelines,
SOX financial reporting compliance,
Auditing, testing and assessment for financial services compliance,
Basel II regulatory compliance and requirements,
Compliance best practices,
HIPAA: Laws and guidelines,
PCI DSS: Audits and requirements,
Risk management frameworks, metrics and strategy,
Bank Secrecy Act compliance and anti-money laundering training |
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