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Auditing, testing and assessment for financial services compliance
Find resources on auditing, testing and assessment for financial services compliance including third-party and self assessment advice and audit preparation help.
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Keeping compliance terms straight
SearchFinancialSecurity.com | 17 Jan 2008
INTERVIEW - Keeping the definitions of audit, vulnerability assessment and pen testing straight can be confusing. Expert Kevin Beaver helps sort them out.
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| EXPERT TECHNICAL ADVICE: 1 - 3 of 4 |
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Outlining governance frameworks
Submitted By: SearchFinancialSecurity.com | 13 May 2008
TIP - This tip outlines the governance frameworks available and what every financial firm should consider when making the choice.
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GRC software alleviates audit process for financial firms
Submitted By: SearchFinancialSecurity.com | 06 May 2008
TIP - Financial firms of all sizes face challenges with collecting data for auditors. GRC software can help automate the process, but as Mike Rothman explains, it's not for everyone.
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Common Vulnerabilities and Exposures
24 May 2007
WORD - Common Vulnerabilities and Exposures (CVE) is a dictionary of standard terms related to security threats. These threats fall into two categories, known as vulnerabilities and exposures. A vulnerability is a fact about a ...
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SEE ALSO - Topics Related to Auditing, testing and assessment for financial services compliance:
Electronic data discovery compliance,
FACTA law compliance,
FFIEC compliance,
SOX financial reporting compliance,
Basel II regulation compliance,
Financial services compliance best practices,
GLBA compliance requirements,
HIPAA privacy and security compliance,
PCI DSS compliance,
Risk management frameworks, metrics and strategy,
SEC and FDIC regulations,
State data security breach laws,
USA Patriot Act section 314 compliance |
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