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Auditing, testing and assessment for financial services compliance


Find resources on auditing, testing and assessment for financial services compliance including third-party and self assessment advice and audit preparation help.
IN THIS TOPIC:  VIDEO (1) , EXPERT TECHNICAL ADVICE (9) , NEWS (6) , REFERENCE & LEARNING (1) , DEFINITIONS (1)

  VIDEO: 1 - 1 of 1
Red Flags Rule compliance
SearchFinancialSecurity.com | 19 Jun 2009
VIDEO - Learn about Red Flags Rule compliance from John Carlson, senior vice president of regulatory affairs for BITS, a division of the Financial Services Roundtable. Carlson offers insight on common compliance pitfalls and the ...
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  EXPERT TECHNICAL ADVICE: 1 - 3 of 9
Proper preparation necessary for successful penetration test
07 Oct 2008
TIP - Penetration testing can be a valuable tool for financial firms. Without proper preparations for penetration testing, however, the tool is rendered useless.
Establishing a practical routine for reviewing security logs
Submitted By: SearchFinancialSecurity.com | 27 Aug 2008
TIP - In this tip, security expert Lenny Zeltzer shares his joy in correlating seemingly unrelated events and gives hints that will make your security log-reviewing efforts a success.
FDIC guidance for managing third party risk
19 Aug 2008
TIP - The FDIC has recently released guidance for financial services firms on how they should manage third party risk. GRC expert, Michael Rasmussen delves into the guidance.
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  NEWS: 1 - 3 of 6
Forensic accounting success depends on information security support
SearchFinancialSecurity.com | 28 Apr 2009
INTERVIEW - A forensic accounting expert explains how information security teams can ensure the success of forensic accounting and fraud assessment.
Financial firms fight cyberthreats, brace for difficult year
SearchFinancialSecurity.com | 23 Dec 2008
ARTICLE - Increased regulations, growing cyberthreats and tight budgets will challenge financial firms in 2009.
SIM appliance helps credit unions with compliance, incident response
SearchSecurity.com | 05 Aug 2008
ARTICLE - SMBs find TriGeo device an affordable way to streamline security management.
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  REFERENCE & LEARNING: 1 - 1 of 1
Download presentations from Financial Information Security Decisions 2009
15 Jun 2009
CONFERENCE SUPPLEMENT - Download a number of the compelling presentations from the 2009 Financial Information Security Decisions conference.
VIEW ALL REFERENCE & LEARNING ON AUDITING, TESTING AND ASSESSMENT FOR FINANCIAL SERVICES COMPLIANCE

  DEFINITIONS: 1 - 1 of 1
Common Vulnerabilities and Exposures
24 May 2007
WORD - Common Vulnerabilities and Exposures (CVE) is a dictionary of standard terms related to security threats. These threats fall into two categories, known as vulnerabilities and exposures. A vulnerability is a fact about a ...
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SEE ALSO - Topics Related to Auditing, testing and assessment for financial services compliance: 
Electronic data discovery compliance, FACTA law compliance, FFIEC compliance, SOX financial reporting compliance, Basel II regulation compliance, Financial services compliance best practices, GLBA compliance requirements, HIPAA privacy and security compliance, PCI DSS compliance, Risk management frameworks, metrics and strategy, SEC and FDIC regulations, State data security breach laws, USA Patriot Act section 314 compliance



Expert Auditing, testing and assessment for financial services compliance Advice for Financial Security Professionals

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