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Financial institutions face numerous regulatory requirements for managing vendor risk. Learn what financial firms need to include in their vendor contracts in order to conform with regulatory guidance and industry best practices for vendor risk ... Continue Reading
The FFIEC IT Examination Handbooks are a valuable tool for financial firms. In part one of our five-part series on the handbooks, compliance expert Dorian Cougias gives an overview of the handbooks. Continue Reading
QIX (NASDAQ Information Exchange protocol) is a proprietary specification intended to streamline automated trading in the financial industry... (Continued) Continue Reading